to strengthen its compliance framework and support the continued development of its activities across discretionary asset management, private markets, and complex investment structures. 

This is a senior role reporting to the General Counsel and acting as a centre of expertise for regulatory and compliance matters across the organisation. 

Regulatory Compliance & Oversight 

• Ensure full compliance with applicable Swiss and international regulations, including FINSA/FINIA, CISO, AML/KYC, cross-border rules, AEOI/CRS, FATCA governance aspects, and product distribution requirements. 

• Monitor regulatory developments and assess their impact on the business. 

• Maintain and enhance a robust, risk-based compliance framework aligned with evolving regulatory standards and best practices. 

• Draft and update internal policies, procedures, and compliance guidelines. 

• Actively promote a culture of compliance across the organisation by creating awareness, delivering targeted training programmes, and embedding compliance principles at all levels of the business. 

Compliance Monitoring & Reporting 

• Lead periodic compliance reviews and oversee the annual monitoring plan. 

• Evaluate the effectiveness of internal controls and recommend enhancements. 

• Support the preparation of compliance reporting to Executive Management and the Board. 

• Escalate incidents, breaches, and emerging risks in a timely and structured manner. 

Product & Investment Compliance 

• Oversee regulatory compliance of financial products including Swiss, Luxembourg and offshore funds, private equity, private debt, structured products, co-investments and bespoke investment solutions. 

• Review and validate product documentation and distribution frameworks across jurisdictions. 

• Monitor investor classification, disclosure obligations and cross-border compliance aspects. 

• Support the structuring and ongoing oversight of dedicated investment vehicles. 

Structures & Governance 

• Conduct compliance reviews of trusts, holding companies, SPVs and similar wealth-planning or investment structures. 

• Draft, review and monitor inter-entity agreements and delegation frameworks. 

• Contribute to assessments of governance standards, economic substance, and automatic exchange of information requirements. 

Cross-Functional Support 

• Provide regulatory guidance to Investment, Operations, Front Office and IT functions. 

• Contribute to compliance digitalisation initiatives (KYC tools, e-signature, automated screening). 

• Maintain strong working relationships with custodians, banking partners, auditors and external counsel. 

• Professional qualification in compliance, law, or economics (DAS/MAS, Master’s degree or equivalent). 

• Solid experience in compliance, risk, audit or internal controls within asset management, private banking, family office, or a comparable financial environment. 

• Strong knowledge of Swiss regulatory framework and industry standards (FINSA, CISO, AML, FATCA, KYC, SECO, internal control systems, governance). 

• Sound understanding of investment management environment, financial products and cross-border regulatory considerations. 

• High level of integrity, professional ethics, and business acumen. 

• Detail-oriented, structured, and able to operate autonomously in a senior role. 

• Fluency in English and French.