Investment & Product Support

· Provide legal advice across various asset classes: capital markets, private equity, mutual and alternative funds, derivatives, and structured products.

· Review, draft, and negotiate product documentation, including subscription agreements, side letters, ISDAs, term sheets, NDAs, and advisory/discretionary mandates.

· Advise on investment-related financing documentation (credit, Lombard loans, pledges, collateral, mortgage agreements).

General legal advice

· Support legal and tax interactions with external counsel and internal departments (HR, finance, IT, back/middle office).

· Advise on corporate legal matters: statutes, shareholder/board meetings, contracts with banks, IT providers, auditors, and other service partners.

· Support regulatory interactions (e.g. with FINMA) and assess the impact of new Swiss and international regulations.

· Assist in the legal aspects of IT tool implementation (e.g. cloud, platforms, AI) and outsourcing initiatives.

Compliance (Secondment Role)

· Ensure compliance with AML, KYC, cross-border, and all other applicable laws and regulations.

· Develop, implement, and update internal compliance policies and processes.

· Conduct regular compliance reviews and propose enhancements to internal control systems.

· Monitor regulatory changes and advise the business accordingly.

· Legal education with at least 5 to 10 years of relevant professional experience, preferably in banking, portfolio management, fund houses, family offices, or law firms

· Experience in compliance, risk, audit, or internal controls is a plus

· Strong knowledge of legal/regulatory requirements and industry standards (AML, KYC, ICS, Corporate Governance)

· Expertise in Swiss and international law and financial instruments

· Proficient in French and English

· Proactive, solution-focused with strong multitasking, teamwork, integrity and discretion